How to Build a Universe That Doesn't Fall Apart Two Days Later
1978 Essay by Philip K Dick
Excerpts:
Science fiction writers, I am sorry to say, really do not know anything. We can't talk about science, because our knowledge of it is limited and unofficial, and usually our fiction is dreadful. A few years ago, no college or university would ever have considered inviting one of us to speak. We were mercifully confined to lurid pulp magazines, impressing no one. In those days, friends would say me, "But are you writing anything serious?" meaning "Are you writing anything other than science fiction?" We longed to be accepted. We yearned to be noticed. Then, suddenly, the academic world noticed us, we were invited to give speeches and appear on panels--and immediately we made idiots of ourselves. The problem is simply this: What does a science fiction writer know about? On what topic is he an authority?
I will tell you what interests me, what I consider important. I can't claim to be an authority on anything, but I can honestly say that certain matters absolutely fascinate me, and that I write about them all the time. The two basic topics which fascinate me are "What is reality?" and "What constitutes the authentic human being?" Over the twenty-seven years in which I have published novels and stories I have investigated these two interrelated topics over and over again. I consider them important topics. What are we? What is it which surrounds us, that we call the not-me, or the empirical or phenomenal world?
My first story had to do with a dog who imagined that the garbagemen who came every Friday morning were stealing valuable food which the family had carefully stored away in a safe metal container.... Finally, in the story, the dog begins to imagine that someday the garbagemen will eat the people in the house, as well as stealing their food. Of course, the dog is wrong about this. We all know that garbagemen do not eat people. But the dog's extrapolation was in a sense logical--given the facts at his disposal
And then I began to think, Maybe each human being lives in a unique world, a private world, a world different from those inhabited and experienced by all other humans. And that led me wonder, If reality differs from person to person, can we speak of reality singular, or shouldn't we really be talking about plural realities? And if there are plural realities, are some more true (more real) than others? What about the world of a schizophrenic? Maybe, it's as real as our world. Maybe we cannot say that we are in touch with reality and he is not, but should instead say, His reality is so different from ours that he can't explain his to us, and we can't explain ours to him. The problem, then, is that if subjective worlds are experienced too diffrently, there occurs a breakdown of communication... and there is the real illness.
I once wrote a story about a man who was injured and taken to a hospital. When they began surgery on him, they discovered that he was an android, not a human, but that he did not know it. They had to break the news to him. Almost at once, Mr. Garson Poole discovered that his reality consisted of punched tape passing from reel to reel in his chest. Fascinated, he began to fill in some of the punched holes and add new ones. Immediately, his world changed. A flock of ducks flew through the room when he punched one new hole in the tape. Finally he cut the tape entirely, whereupon the world disappeared. However, it also disappeared for the other characters in the story... which makes no sense, if you think about it. Unless the other characters were figments of his punched-tape fantasy. Which I guess is what they were.
was always my hope, in writing novels and stories which asked the question "What is reality?", to someday get an answer. This was the hope of most of my readers, too. Years passed. I wrote over thirty novels and over a hundred stories, and still I could not figure out what was real
One day a girl college student in Canada asked me to define reality for her, for a paper she was writing for her philosophy class. She wanted a one-sentence answer. I thought about it and finally said, "Reality is that which, when you stop believing in it, doesn't go away." That's all I could come up with. That was back in 1972. Since then I haven't been able to define reality any more lucidly.
But the problem is a real one, not a mere intellectual game. Because today we live in a society in which spurious realities are manufactured by the media, by governments, by big corporations, by religious groups, political groups--and the electronic hardware exists by which to deliver these pseudo-worlds right into the heads of the reader, the viewer, the listener.
Just how authentic is the information anyhow, even if the child correctly understood it? What is the relationship between the average TV situation comedy to reality? What about the cop shows? Cars are continually swerving out of control, crashing, and catching fire. The police are always good and they always win. Do not ignore that point: The police always win. What a lesson that is. You should not fight authority, and even if you do, you will lose. The message here is, Be passive. And-- cooperate. If Officer Baretta asks you for information, give it to him, because Officer Baretta is a good man and to be trusted. He loves you, and you should love him.
So I ask, in my writing, What is real? Because unceasingly we are bombarded with pseudo-realities manufactured by very sophisticated people using very sophisticated electronic mechanisms. I do not distrust their motives; I distrust their power.
I will reveal a secret to you: I like to build universes which do fall apart. I like to see them come unglued, and I like to see how the characters in the novels cope with this problem. I have a secret love of chaos. There should be more of it. Do not believe--and I am dead serious when I say this--do not assume that order and stability are always good, in a society or in a universe. The old, the ossified, must always give way to new life and the birth of new things.
What I am saying is that objects, customs, habits, and ways of life must perish so that the authentic human being can live. And it is the authentic human being who matters most, the viable, elastic organism which can bounce back, absorb, and deal with the new.
The pre-Socratic Greek philosopher Parmenides taught that the only things that are real are things which never change... and the pre-Socratic Greek philosopher Heraclitus taught that everything changes. If you superimpose their two views, you get this result: Nothing is real.
I offer this merely to show that as soon as you begin to ask what is ultimately real, you right away begin talk nonsense.
I consider that the matter of defining what is real--that is a serious topic, even a vital topic. And in there somewhere is the other topic, the definition of the authentic human. Because the bombardment of pseudo-realities begins to produce inauthentic humans very quickly, spurious humans--as fake as the data pressing at them from all sides. My two topics are really one topic; they unite at this point. Fake realities will create fake humans.
In my writing I got so interested in fakes that I finally came up with the concept of fake fakes. For example, in Disneyland there are fake birds worked by electric motors which emit caws and shrieks as you pass by them. Suppose some night all of us sneaked into the park with real birds and substituted them for the artificial ones. Imagine the horror the Disneyland officials would feel when they discovered the cruel hoax. Real birds!
Of course, in science fiction no pretense is made that the worlds described are real. This is why we call it fiction. The reader is warned in advance not to believe what he is about to read. Equally true, the visitors to Disneyland understand that Mr. Toad does not really exist and that the pirates are animated by motors and servo-assist mechanisms, relays and electronic circuits. So no deception is taking place.
And yet the strange thing is, in some way, some real way, much of what appears under the title "science fiction" is true. It may not be literally true, I suppose. We have not really been invaded by creatures from another star system, as depicted in Close Encounters of the Third Kind. The producers of that film never intended for us to believe it. Or did they?
The basic tool for the manipulation of reality is the manipulation of words. If you can control the meaning of words, you can control the people who must use the words. George Orwell made this clear in his novel 1984. But another way to control the minds of people is to control their perceptions. If you can get them to see the world as you do, they will think as you do. Comprehension follows perception. How do you get them to see the reality you see? After all, it is only one reality out of many. Images are a basic constituent: pictures. This is why the power of TV to influence young minds is so staggeringly vast. Words and pictures are synchronized. The possibility of total control of the viewer exists, especially the young viewer. TV viewing is a kind of sleep-learning.
And--and I say this as a professional fiction writer--the producers, scriptwriters, and directors who create these video/audio worlds do not know how much of their content is true. In other words, they are victims of their own product, along with us. Speaking for myself, I do not know how much of my writing is true, or which parts (if any) are true. This is a potentially lethal situation. We have fiction mimicking truth, and truth mimicking fiction.
It is an eerie experience to write something into a novel, believing it is pure fiction, and to learn later on --perhaps years later--that it is true. I would like to give you an example. It is something that I do not understand. Perhaps you can come up with a theory. I can't. In 1970 I wrote a novel called Flow My Tears, the Policeman Said. One of the characters is a nineteen-year-old girl named Kathy
Anyhow, on Christmas Day of 1970, I met a girl named Kathy--this was after I had finished the novel, you understand. She was nineteen years old. Her boyfriend was named Jack. I soon learned that Kathy was a drug dealer. I spent months trying to get her to give up dealing drugs; I kept warning her again and again that she would get caught. Then, one evening as we were entering a restauant together, Kathy stopped short and said, "I can't go in." Seated in the restaurant was a police inspector whom I knew. "I have to tell you the truth," Kathy said. "I have a relationship with him." Certainly, these are odd coincidences
In 1974 the novel was published by Doubleday. One afternoon I was talking to my priest--I am an Episcopalian--and I happened to mention to him an important scene near the end of the novel in which the character Felix Buckman meets a black stranger at an all-night gas station, and they begin to talk. As I described the scene in more and more detail, my priest became progressively more agitated. At last he said, "That is a scene from the Book of Acts, from the Bible! In Acts, the person who meets the black man on the road is named Philip--your name."
A careful study of my novel shows that for reasons which I cannot even begin to explain I had managed to retell several of the basic incidents from a particular book of the Bible, and even had the right names. What could explain this? That was four years ago that I discovered all this. For four years I have tried to come up with a theory and I have not. I doubt if I ever will.
What could explain all this? The answer I have come up with may not be correct, but it is the only answer I have. It has to do with time. My theory is this: In some certain important sense, time is not real. Or perhaps it is real, but not as we experience it to be or imagine it to be. I had the acute, overwhelming certitude (and still have) that despite all the change we see, a specific permanent landscape underlies the world of change: and that this invisible underlying landscape is that of the Bible; it, specifically, is the period immediately following the death and resurrection of Christ; it is, in other words, the time period of the Book of Acts.
but how has this come about? If the real time is circa A.D. 50, then why do we see A.D. 1978? And if we are really living in the Roman Empire, somewhere in Syria, why do we see the United States?
perfectly well that the date is 1978 and that Jimmy Carter is President and that I live in Santa Ana, California, in the United States. I even know how to get from my apartment to Disneyland, a fact I can't seem to forget. And surely no Disneyland existed back at the time of Saint Paul. So, if I force myself to be very rational and reasonable, and all those other good things, I must admit that the existence of Disneyland (which I know is real) proves that we are not living in Judaea in A.D. 50.
Isn't it odd that this strange event, this recovery of lost memory, occured only a week after Flow My Tears was released? And it is Flow My Tears which contains the replication of people and events from the Book of Acts, which is set at the precise moment in time--just after Jesus' death and resurrection--that I remembered, by means of the golden fish sign, as having just taken place?
would seek a theory that would account for it. For over four years now, I have been trying one theory after another: circular time, frozen time, timeless time, what is called "sacred" as contrasted to "mundane" time.
He passes judgment on the man sealed up in darkness. The man sealed up in darkness must be the Prince of Evil, the Force of Darkness. Call it whatever you wish, its time had come. It was judged and condemned. Felix Buckman could weep at the sadness of it, but he knew that the verdict could not be disputed. And so he rode on, without turning or looking back, hearing only the shriek of fear and defeat: the cry of evil destroyed
Just about the time that Supreme Court was ruling that the Nixon tapes had to be turned over to the special prosecutor, I was eating at a Chinese restaurant in Yorba Linda, the town in California where Nixon went to school--where he grew up, worked at a grocery store, where there is a park named after him, and of course the Nixon house, simple clapboard and all that. In my fortune cookie, I got the following fortune: DEEDS DONE IN SECRET HAVE A WAY OF BECOMING FOUND OUT. I mailed the slip of paper to the White House, mentioning that the Chinese restaurant was located within a mile of Nixon's original house, and I said, "I think a mistake has been made; by accident I got Mr. Nixon's fortune. Does he have mine?" The White House did not answer.
If any of you have read my novel Ubik, you know that the mysterious entity or mind or force called Ubik starts out as a series of cheap and vulgar commercials and winds up saying: I am Ubik. Before the universe was I am. I made the suns. I made the worlds. I created the lives and the places they inhabit; I move them here, I put them there. They go as I say, they do as I tell them. I am the word and my name is never spoken, the name which no one knows. I am called Ubik but that is not my name. I am. I shall always be.
I would like to say something about the traits of the authentic human, though; in this quest I have had more plausible answers.
The authentic human being is one of us who instinctively knows what he should not do, and, in addition, he will balk at doing it. He will refuse to do it, even if this brings down dread consequences to him and to those whom he loves. This, to me, is the ultimately heroic trait of ordinary people; they say No to the tyrant and they calmly take the consequences of this resistance. Their deeds may be small, and almost always unnoticed, unmarked by history. Their names are not remembered, nor did these authentic humans expect their names to be remembered. I see their authenticity in an odd way: not in their willingness to perform great heroic deeds but in their quiet refusals. In essence, they cannot be compelled to be what they are not.
The power of spurious realities battering at us today--these deliberately manufactured fakes never penetrate to the heart of true human beings. I watch the children watching TV and at first I am afraid of what they are being taught, and then I realize, They can't be corrupted or destroyed. They watch, they listen, they understand, and, then, where and when it is necessary, they reject. There is something enormously powerful in a child's ability to withstand the fraudulent. A child has the clearest eye, the steadiest hand.
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